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Research Grants and Fellowships
Forms / Applications
/ Instructions
Revision
Dates
Description / Comments
SF424 (R&R) 03/2011

Standard Form 424 (Research & Related) Grant Application Forms
Includes application guides and forms to be used with all competing applications for Research, Career Development, Institutional Training awards, and SBIR/STTR Awards.

See Applying Electronically Page and Related NIH Guide Notices.
PHS 398 06/2009

Competing - Public Health Service Grant Application
Includes application guides and forms to be used with all competing applications for Cooperative Agreements and Complex Mechanisms that do not use the SF424 (R&R) application package.

See 11/23/2009 NIH Guide Notice.

PHS 2590 6/2009

Continuation - Progress Report for a Public Health Service Grant

See 08/28/2009 NIH Guide Notice.

Other Resources:
SBIR/STTR Grants

New PHS 2012-02 (SBIR)

01/2012

SBIR: PHS 2012-02 Omnibus Solicitation of the NIH, CDC, FDA and ACF for Small Business Innovation Research Grant Applications (Parent SBIR [R43/R44])


New PHS 2012-02 (STTR)

01/2012

STTR: PHS 2012-02 Omnibus Solicitation of the NIH for Small Business Technology Transfer Grant Applications (Parent STTR [R41/R42])

See Small Business Funding Opportunities Page for more information.


New Topics  (PDF - 1 MB)     
New Topics  (MS Word - 1 MB)


01/2012

Topics: PHS 2012-2 NIH, CDC, FDA, and ACF Program Descriptions and Research Topics

SBIR Contracts
PHS 2012-1  (PDF - 989 KB)
PHS 2012-1  (MS Word - 950 KB)
08/2011 Competing - SBIR Phase I and II Contract Solicitation  

Receipt date: November 7, 2011
(Solicitation Now Closed)

Forms for Phase I Proposals:
Appendices:
A (PDF - 282 KB or MS Word - 60 KB
B
 (PDF - 87 KB or MS Word - 49 KB), 
C (PDF - 213 KB or MS Word - 171 KB) 


Forms for Phase II and Fast-Track Proposals:
Appendices:
B (PDF - 87 KB or MS Word - 49 KB),
C (PDF - 213 KB or MS Word - 171 KB), 
D (PDF - 109 KB or MS Word - 60 KB), 
E (PDF - 23 KB or MS Word - 52 KB), 
F (PDF - 106 KB or MS Word - 48 KB), 
G (PDF - 283 KB or MS Word - 69 KB)


Forms for Fast-Track Proposals:
ALL Forms (Appendices A-G) are REQUIRED

Fellowships
PHS 416-1 06/2009
** PHS 416-1 IS TO BE USED ONLY FOR A CHANGE OF SPONSORING INSTITUTION APPLICATION **

Competing - Individual Fellowship Application
Ruth L. Kirschstein National Research Service Award

For Predoctoral, Postdoctoral, and Senior Individual Fellowships

NOTE: Effective with the August, 2009 submission dates and beyond, NIH is transitioning to electronic submission for Individual Fellowship applications. The new SF424 (R&R) Individual Fellowship Application Guide for use by NIH and AHRQ applicants is posted at http://grants.nih.gov/grants/funding/424/index.htm. The PHS 416-1 should NOT be used for any fellowship application being prepared for submission dates in August, 2009 and beyond. PHS 416-1 IS TO BE USED ONLY FOR A CHANGE OF SPONSORING INSTITUTION APPLICATION. ANY NEW, RENEWAL OR RESUBMISSION APPLICATION SUBMITTED USING THE PHS 416-1 WILL BE RETURNED TO THE APPLICANT. Individual Fellowship applications previously submitted on paper and being resubmitted as resubmission applications must be submitted electronically. See NIH Guide Notice NOT-OD-09-106.

PHS 416-9 06/2009
Noncompeting - Individual Fellowship Progress Report for Continuation Support

All progress reports must be submitted using the PHS 416-9 (Rev. 6/09).

See NIH Guide Notices NOT-OD-09-005, NOT-OD-09-007 and NOT-OD-10-011.

Training Forms
PHS 2271  (PDF - 344 KB)      
PHS 2271  (MS Word - 168 KB)
06/2009
Statement of Appointment

Effective January 1, 2011, the use of the eRA Commons xTrain system is mandatory to electronically prepare and submit PHS 2271 Statement of Appointment forms. After January 1, paper appointment forms will not be accepted. 

Log onto the eRA Commons to access xTrain. Additional information on xTrain is at http://era.nih.gov/training_career/index.cfm.

See NIH Guide Notice NOT-OD-11-026.
PHS 416-5  (PDF - 257 KB)     
PHS 416-5  (MS Word - 65 KB)
06/2009
Individual Fellowship Activation Notice
PHS 416-7  (PDF - 407 KB)      
PHS 416-7  (MS Word - 112 KB)
06/2009
Termination Notice

Effective January 1, 2011, the use of the eRA Commons xTrain system is mandatory to electronically prepare and submit PHS 416-7 Termination Notices. After January 1, paper termination notices will not be accepted. 

Log onto the eRA Commons to access xTrain. Additional information on xTrain is at http://era.nih.gov/training_career/index.cfm.

See NIH Guide Notice NOT-OD-11-026.
PHS 6031  (PDF - 296 KB)     
PHS 6031  (MS Word - 62 KB)
06/2009
Payback Agreement
PHS 6031-1  (PDF - 388 KB)    
PHS 6031-1  (MS Word - 93 KB)

06/2009
Annual Payback Activities Certification (APAC)

Administrative - Change of Grantee
PHS 3734  (PDF - 37 KB)     
PHS 3734  (MS Word - 60 KB)
06/2009
Relinquishing Statement
Official Statement Relinquishing Interests and Rights in a PHS Research Grant
Grant Closeout
HHS 568  (PDF - 46 KB)     
HHS 568  (MS Word - 79 KB)
06/2009
Final Invention Statement
SF-269  (PDF - 131 KB) 07/1997 * Financial Status Report (FSR) - Long Form
SF-269A  (PDF - 31 KB)

07/1997

* Financial Status Report (FSR) - Short Form

* Note: SF 269 and SF 269A CAN ONLY BE USED TO REVISE AN EXISTING FSR IN THE ERA COMMONS.  ALL NEW FINANCIAL REPORTS TO NIH MUST BE SUBMITTED USING THE SF 425

Also see 07/27/2007 NIH Guide Notice - NIH Requiring Mandatory Use of the Electronic FSR Report System Beginning 10/1/2007.
SF 425  (PDF - 108 KB)

06/2010

Federal Financial Report

NIH Federal Financial Report Supplemental Instructions (MS Word - 42 KB)

Related NIH Guide Notice: NOT-OD-10-038 and NOT-OD-11-017.

Other Federal Forms
Other Forms Note:   Forms below are not provided by the NIH. Thus, the NIH is not responsible for the accuracy of these documents, and cannot assure that these forms are the most current versions required.

Submission Information and Help

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Related Resources
  • Unsolicited Applications (Parent Announcements)
  • Standard Due Date s for Competing Applications
  • Archive of Selected Policy Notices (1993 - Present)

  • Important Notices:

  • 11/22/2011
    NIH Extends Application Due Dates of Nov 21-23 to Nov 28
  • 11/21/2011
    Deadline for Applications Due on November 21 and 22, 2011
  • 11/10/2011
    Notice of Expanded Transparency Act Subaward and Executive Compensation Reporting Requirements for FY2012 and Beyond
  • 10/25/2011
    Deadlines Extended for Funding Opportunities with Deadlines This Week Due to Delay in Visibility of Application Image
  • 10/05/2011
    Update of NIH Late Application Policy to Reflect Change in Due Dates for New Investigator R01 Resubmission Applications
  • 09/28/2011
    Revised Multiple Program Director(s)/Principal Investigator(s) Policy to Allow Change with Prior Approval
  • 09/26/2011
    Revised Policy: Managing Conflict of Interest in the Initial Peer Review of NIH Grant and Cooperative Agreement Applications
  • 09/16/2011
    Review of Grants Information for Fiscal Year 2011
  • 09/09/2011
    Delays in Grant Application Submission due to Natural Disasters – September 2011
  • 08/25/2011
    Delays in Grant Application Submission due to Natural Disasters - August 2011
  • 07/29/2011
    Resubmission of Applications with Pending Appeals of NIH Initial Peer Review
  • 07/28/2011
    Revised Instructi ons for Inclusion of Appendix Materials in Ruth L. Kirschstein National Research Service Award (NRSA) Institutional Research Training Grants (Parent T32 and T35)
  • 07/15/2011
    Mandating Use of the Commons to Submit No-Cost Extension Notifications
  • 07/15/2011
    Modification of Eligibility Criteria for Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Postdoctoral Fellows (Parent F32)
  • 07/13/2011
    NIH, AHRQ, CDC, FDA and NIOSH to Release Updated Electronic Application Forms - ADOBE-FORMS-B2
  • 07/12/2011
    NIH and Other Agencies Serviced by eRA Commons Extend Deadline for Applications Due on July 12, 2011
  • 07/08/2011
    Change in the NIH Continuous Submission Policy for Reviewers with Recent Substantial Service
  • 05/27/2011
    Reminder: Compliance with NIH Application Format and Content Instructions
  • 05/26/2011
    Notice of Change in Policy on the Submission of Letters of Reference for Career Development (K) Applications
  • 04/15/2011
    Appeals of NIH Initial Peer Review
  • 04/08/2011
    Re-Issuance of Parent Research Career Development (K) Award Funding Opportunity Announcements
  • 03/29/2011
    Notice of Change in Policy on the Submission of Plans for Instruction in the Responsible Conduct of Research for Individual and Institutional Career Development Award (K) applications
  • 03/23/2011
    Change in Timetable for Opportunity to Shorten the Review Cycle for New Investigator R01 Applications Reviewed in Study Sections Convened by the Center for Scientific Review (CSR) and National Institute of Mental Health (NIMH)
  • 03/18/2011
    Delays in Grant Application Submission due to Recent Seismic Events on the Pacific Rim
  • 03/14/2011
    Modification of the Fellowship Biographical Sketch in NIH Grant Application Form SF424 (R&R) to Permit a Description of Factors that may have Resulted in a Hiatus in Training or Reduced Productivity
  • Archive of Selected Policy Notices (1993 - Present)
 

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