Full Text PA-95-086 GRANDPARENTING: ISSUES FOR AGING RESEARCH NIH GUIDE, Volume 24, Number 32, September 1, 1995 PA NUMBER: PA-95-086 P.T. 34 Keywords: Aging/Gerontology Sociology National Institute on Aging PURPOSE The National Institute on Aging (NIA) invites qualified researchers to submit applications for research projects grants to investigate the nature and influence of grandparenting for individual older people, families, and the larger society. This Program Announcement (PA) further specifies, but does not replace, the ongoing NIA PA on Health and Effective Functioning in the Middle and Later Years (PA-93-076). Five broad areas of aging research are identified; 1. Grandparents in an aging society: e.g., macrosocial studies, demographic analyses, and economic research; 2. Grandparents in the family unit: e.g., family relationships, caregiving, family change; 3. Grandparents in the network of aging social, community, and legal affiliations: e.g., churches, aging support and advocacy groups, neighborhood organizations, school-affiliated groups. 4. Grandparents as aging individuals: e.g., roles, expectations, and identity of grandparents; 5. Special populations and grandparents in special circumstances: e.g., minority families, custodial grandparents, great-grandparents, and impoverished families. HEALTHY PEOPLE The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This PA, Grandparenting: Issues for Aging Research, is related to the priority area of age-related objectives for older adults. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report: Stock No. 017-001-004730-01) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202/512-1800). ELIGIBILITY REQUIREMENTS Applications for research grants may be submitted by foreign and domestic, public and private, for-profit and non-profit organizations, such as universities, colleges, hospitals, laboratories, units of State and local governments, and eligible agencies of the Federal government. Foreign institutions are not eligible for First Independent Research Support and Transition (FIRST) (R29) awards. Racial/ethnic minority individuals, women and persons with disabilities are encouraged to apply. MECHANISM OF SUPPORT The primary mechanisms for support of this initiative are the research project grant (R01) and the FIRST award (R29). Because the nature and scope of the research proposed in response to this PA may vary, it is anticipated that the size of awards will vary also. RESEARCH OBJECTIVES Grandparents have always been acknowledged as influential in family life and grandparenthood has been a marker of aging within society. However, only within the last half century has increasing longevity meant that most older people live long enough to become grandparents, that these elders continue as robust and active in family life and society, and that grandparenthood is now a status and role affecting middle-aged adults through the oldest old. Estimates as early as the 1970s show that 70 percent of elders are grandparents, but little is known about the ages, gender, social composition, and psychosocial impact of grandparenting on individuals, families, and the society. Aging research is therefore needed on a range of topics relevant to the health and well-being of older parents who are also grandparents. Most prior research on grandparents has focused on their impact on younger generations (e.g. the effect of grandparents as caregivers on the development of young children) or without a clear basis in theories of aging or a social gerontology perspective. For example, it is known that grandparents provide care for other family members, particularly grandchildren, either on a part-time, day care basis or as a custodial caregiver. In 1990, 4.2 million children lived with grandparents and in one third of these homes, the child's parents were absent. However, the relevance of these arrangements for older people themselves is increasingly a topic for aging research. Methodologically, grandparenting research has relied principally on descriptive methodologies and convenience samples to call attention to the grandparenting role. Such approaches are often appropriate and necessary for an emerging topic, but further studies need to be developed that may include comparison groups of grandparents and persons of comparable age, gender, social class, ethnicity, or who are without grandchildren or childless; that test theoretically-based models; or make use of more complex analysis techniques. National data and analysis of existing data sets may be fruitful. Methodologies that move beyond narrative or description are encouraged. Applications appropriate to this PA are not restricted to any specific discipline, but should be focused on well-articulated theoretical approaches and methodologies in aging to elucidate issues specifically related to grandparents or grandparenting roles. Research is encouraged that specifies conceptual approaches to grandparenting within aging research and would give the field a strong base of scientific methodologies and data. Researchers are urged to design innovative strategies for this emerging area of study that may include qualitative approaches, use of available data sets, or targeted survey strategies. Of particular value would be studies comparing older age groups because the grandparenting role may vary with the age and aging-related circumstances of the older individual. When supported by empirical data from prior research, applications that include intervention projects may be submitted. Examples of Research Topics Studies of grandparents in society may involve a range of societal level issues and methodologies. For example: o Studies may be based on demographic or macrosocial methodologies and population projections of the number and characteristics of grandparents; health economic research and/or data analyses of intergenerational exchanges, (e.g., exchange of goods, services, and time across the life course) particularly because becoming a grandparent may modify such exchanges; the impact of societal changes (e.g., inheritance, mandatory family leave) on family interactions; work roles and labor force impact of older people because they may affect grandparenting and grandparents decisions about employment or family leave to care for grandchildren; political concerns and activities of grandparents including legal issues of visitation and custodial rights; patterns of housing and transportation arrangements and needs related to grandparenting; public assistance for care of grandchildren. o Organizational membership and a wide range of social affiliations, particularly those that are focused on older people, are influenced by the entry of a member into the role of being a grandparent. Studies of these may include research on newly- emerging recreational events and intergenerational camps, classes on grandparenting and how to write a "history" for ones grandchildren, church-based or school-sponsored intergenerational activities. For those grandparents encountering problems with custodianship, there is now a wide network of support groups and information services that have not been studied. Also unexplored are the use of aging and health services as they might be affected by grandparents' need to care for their own health as well as that of dependent children. o Within the family, grandparenting research may focus on the role of older people in the aging and intergenerational family unit. This may include studies of family relationships and attitudes over time; grandparents as caregivers and receivers of care; studies of grandparents' behaviors and attitudes as influences on socialization of younger family members, family well-being, and affection; grandparenting as affected by family change such as divorce (of any generation), geographic and economic mobility, remarriage, retirement; studies of the effects of family disruptions, intergenerational conflict, hostility, or isolation on the physical and overall well-being of grandparents; relationship between the "middle" generation (adult child) and their parents (the grandparents) for the grandparenting role and level of involvement with a grandchild. o Research on grandparents as aging individuals includes study of aspects of the role and status of grandparenting as part of an individual's identity as an older person as well as possible relationship to level of physical functioning and well-being. Studies in this area might consider how becoming and being a grandparent affects self-perceptions, changes in self-expectations with grandparenthood; overall psychological well-being; self concept related to "off time" and "on time" grandparenthood (becoming a grandparent at a very early or older age versus at an expected age) in age comparative studies; sense of control over or frustration with grandparenting obligations. o Special populations and special circumstances for grandparents suggest need for research on those issues that may create strain or stress for aging families, or that may result in greater family involvement of grandparents. For example: 1. Ethnic and cultural minority families with patterns of and expectations for grandparenting that are uniquely tied to cultural patterns; grandparents in immigrant or refugee families; families with language barriers between generations. 2. The oldest old are recently recognized as a special population, yet almost no research exists exploring the relationships among four or five generations of family members (great-grandparents), nor on the increasing number of grandparents who are caregivers for their aging parents as well as younger children. 3. The special circumstances, the needs and contributions, of grandparents who serve as parent surrogates (grandparents rearing grandchildren) particularly when the parental absence is due to substance abuse, AIDs, incarceration, or desertion. 4. Poverty and its consequences for grandparents, which affect elders through multi-generational household living arrangements, public assistance, or other strategies for shared resources among generations. The role of grandparents in such circumstances is a neglected area of aging research. 5. Non-family intergenerational relationships are often patterned on grandparenting. New forms of intergenerational programs include combined-age day care, foster grandparents, and community-based or school-initiated "proms" and interactions. Also needed is research on grandparents organizations such as voluntary associations and/or advocacy groups. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations) which have been in effect since 1990. The new policy contains some new provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research", which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513), and reprinted in the NIH GUIDE FOR GRANTS AND CONTRACT of March 18, 1994, Volume 23, Number 11. Investigators also may obtain copies of the policy from the program staff listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. (NOTE: When the proposed study involves a gender specific study or a single or limited number of minority population groups, this should also be stated to inform reviewers.) APPLICATION PROCEDURES Researchers who are considering preparing an application in response to this program announcement are invited, but not required, to discuss their project and possible grant mechanisms with NIA staff in advance of formal submission. This can be done by telephone, mail, or email. The research grant application form PHS 398 (rev. 5/95) is to be used in applying for these grants and will be accepted at the standard application deadlines as indicated in the application kit. These forms are available at most institutional offices of sponsored research; from the Office of Grants Information, Division of Research Grants, National Institutes of Health, 6701 Rockledge Drive, Room 3032 - MSC-7762, Bethesda, MD 20892-7762, telephone 301/710-0267; and from the program administrator listed under INQUIRIES. The PA title and number must be typed on line 2 of the face page of the application form and the YES box must be marked. FIRST (R29) award applications must include at least three sealed letters of reference attached to the face page of the original application. FIRST award applications submitted without the required number of reference letters will be considered incomplete and will be returned without review. The original and five copies must be mailed to: DIVISION OF RESEARCH GRANTS NATIONAL INSTITUTES OF HEALTH 6701 ROCKLEDGE DRIVE, ROOM 1040-MSC 7710 BETHESDA, MD 20892-7710 BETHESDA, MD 20817 (for courier/overnight service) REVIEW CONSIDERATIONS Applications will be assigned on the basis of established Public Health Service referral guidelines. Applications will be reviewed for scientific and technical merit in accordance with the standard NIH peer review procedures. Applications that are complete and responsive to the program announcement will be evaluated for scientific and technical merit by an appropriate peer review group convened in accordance with the standard NIH peer review procedures. As part of the initial merit review, all applications will receive a written critique and undergo a process in which only those applications deemed to have the highest scientific merit, generally the top half of applications under review, will be discussed, assigned a priority score, and receive a second level review by the appropriate national advisory council or board. Review Criteria o scientific, technical, or medical significance and originality of proposed research; o appropriateness and adequacy of the experimental approach and methodology proposed to carry out the research; o qualifications and research experience of the Principal Investigator and staff, particularly, but not exclusively, in the area of the proposed research; o availability of the resources necessary to perform the research; o appropriateness of the proposed budget and duration in relation to the proposed research; o adequacy of plans to include both genders and minorities and their subgroups as appropriate for the scientific goals of the research. Plans for the recruitment and retention of subjects will also be evaluated. o the initial review group will also examine the proposed study for the protection of human subjects and the safety of the research environment. Following scientific-technical review, the applications will receive a second-level review by the appropriate national advisory council. AWARD CRITERIA Applications will compete for available funds with all other approved applications. The following will be considered in making funding decisions: o Quality of the proposed project as determined by peer review o Availability of funds o Program balance among research areas of the program announcement INQUIRIES Written and telephone inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Katrina W. Johnson, Ph.D. Behavioral And Social Research Program National Institute on Aging Gateway Building, Room 533 Bethesda, MD 20892 Telephone: (301) 402-4156 For copy of announcement: (301) 496-3136 (press 2) FAX: (301) 402-0051 Email: Katrina_Johnson@NIH.GOV Direct inquiries regarding fiscal matters to: Ms. Vicki Maurer Grants Management Office National Institute on Aging Gateway Building, Room 2N212 Bethesda, MD 20892 Telephone: (301) 496-1472 Email: Vicki_Maurer@NIH.GOV The National Institute of Mental Health (NIMH) supports basic, clinical, and services research on topics that are relevant to the study of grandparenting. Inquiries about NIMH's sponsorship of these activities may be directed to: Della M. Hann, Ph.D. Division of Neuroscience and Behavioral Science National Institute of Mental Health 5600 Fishers Lane, Room 11C-16 Rockville, MD 20857 Telephone: (301) 443-3942 FAX: (301) 443-4822 Email: dh31d@NIH.GOV AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.866, Aging Research. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. The PHS strongly encourages all grant and contract recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
Return to NIH Guide Main Index
Office of Extramural Research (OER) |
National Institutes of Health (NIH) 9000 Rockville Pike Bethesda, Maryland 20892 |
Department of Health and Human Services (HHS) |
||||||||
Note: For help accessing PDF, RTF, MS Word, Excel, PowerPoint, Audio or Video files, see Help Downloading Files. |